Suzanne Bond

Suzanne Bond
Ms. Bond is Senior Vice President, Chief Compliance Officer at Inland Investments. Ms. Bond recently served as vice president, capital markets at Wedbush Securities, a leading financial services and investment firm. Prior to Wedbush Securities, she served as vice president and chief compliance officer of MidAmerica Financial Services, Inc./Monticello Investment Services, an independent broker dealer and registered investment advisor, where she was responsible for recruiting, training, sales supervision, client relations, new product due diligence and sponsor relations for alternative investments. Over the course of her more than decade-long career, Ms. Bond has also served as chief compliance officer for independent broker dealer and investment advisory firms, both retail and institutional, including KBR Capital Markets, LLC, VFG Securities, Inc., VFG Advisors, Inc. and Madison Avenue Securities, Inc. Ms. Bond holds FINRA Series 7, 24, 63, 66, 79 and 99 licenses and is a frequent industry conference guest speaker.

Posts by Suzanne Bond :

February 26, 2020

DSTs and Staying on the Right Side of Compliance & the Regulators - RIA Edition

1031 Exchange DST RIA Compliance

Many advisors experience compliance anxiety at the mere mention of private placements or the increasingly popular Delaware statutory trusts (DSTs). Introduce the idea that they can reach prospects int[...] Read More